At Penn Capital, we believe that understanding a company’s entire capital structure is the best way to identify investment opportunities with the most value. In fact, we’ve found that managing bond portfolios makes us better equity managers; and vice versa. We select stocks or high yield debt securities with the greatest potential to provide the risk-adjusted returns our clients expect. Our fully integrated credit and equity research process focuses on non-investment grade companies in the micro- to mid-capitalization range, where we can take advantage of inefficient security pricing. We serve institutional and individual investors with strategies that reflect institutional-quality rigor and insight and stay true to our philosophy. We are an independent, employee-owned boutique investment management firm based in Philadelphia. We forge our own ideas, we respect hard work, and we are committed to our clients, our staff and our community.

Innovative Benefit Planning is an employee benefit planning and financial services company that combines innovation with integrity for companies across the United States. Our people and experience, coupled with sound financial services, have helped thousands of organizations and their employees achieve their employee benefit planning goals and more.

Hanlon is an innovative, New Jersey based, asset management firm with more than 20+ years experience partnering with planning minded financial advisors in delivering personal & proven outcomes to clients nationally. We have dedicated our two decades of service to providing comprehensive wealth management solutions for retail clients and specific investment solutions for advisors and their clients, making us uniquely experienced and qualified to understand the needs of clients and advisors. Our world-class managed account and wealth management platform provides a single sign-on front, middle and back-office solution, and includes an extensive list of proprietary and third-party investment management solutions. Through our total solution workstation, advisors can access daily updated accounts from a select list of custodian, see intraday account activity, open accounts with an innuitive investment proposal tool and receive unlimited account aggregation. In addition, we provide a next-generation income planning process allowing you and your clients to create an interactive, personal written income plan with customized investment execution. Delivering and enabling successful client outcomes is our business and passion.

Toews Asset Management is an SEC-registered investment advisor established in 1994. Toews builds and manages portfolios that primarily seek to reduce the risk of loss in crisis environments, as well as attempt to participate in market gains. Toews offers expertise in both equity and fixed income markets, including options hedged strategies. Toews’ process isn’t based primarily on subjective or predictive methodology. Alongside in-depth research, Toews uses a price-reactive algorithm that provides a rules-based signal for investment exit and reentry points. Toews is evolving the practice of applied behavioral finance to design and implement plans of action for investors ahead of market disruptions and attempt to address market risks. With representatives in New York City and across the U.S., Toews manages more than $1 billion in risk management strategies across its mutual funds, ETFs, and separately managed accounts. For more information, visit: http://toewscorp.com/ See Important Disclosures: https://toewscorp.com/disclosures/

Processed mortgage home loans Ran Credit Checks Calculated DTI ratios Verified employment Submitted loan packages to Lenders

McLaughlin Private Wealth is a boutique financial advisory firm providing comprehensive wealth management and advanced planning advice to clients for whom we can make a significant impact in their lives. Our process puts our client’s financial success at the heart of every action, planning for tomorrow while having the confidence to live for today and enjoy their wealth. The firm works in a fiduciary capacity with accomplished clientele including multi-generational families, professionals planning for retirement, women in transition through divorce or widowhood, and entrepreneurs preparing for a liquidity event. Their financial, investment management and estate planning services are grounded in deep discovery and incorporate thoughtful, consultative, and transparent strategies that address the client’s most complicated and unique needs and objectives while fostering trust and building long-term and meaningful relationships. The firm’s high-touch and team-oriented approach serves select clients and often the adult “children” of their clients in key areas of financial decision-making helping them preserve, safeguard and transfer wealth, take care of and protect their heirs, actively manage risk, mitigate taxes, and establish a plan of charitable giving. For more information on McLaughlin Private Wealth, visit www.mclaughlinpw.com or call 856-216-8444. Securities and advisory services are offered through LPL Financial, a registered investment advisor, member FINRA/SIPC. For hyperlinks to FINRA and SIPC, please refer to ‘Contact Info’ section above. Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed as to accuracy and completeness. The LPL Financial registered representatives associated with this page may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.

-Interned as an assistant to certified financial advisor, who specialized in assisting qualified individuals, families and business owners. -We were able to help clients pursue lifelong investment goals with safe and sound financial strategies.-Reviewed individual client portfolios, used objective financial advice and investment management strategies to tailor a portfolio for their own personal situations.

• Assisted certified financial planner for LPL Financial with large book of business overseeing all operational aspects of investment firm.• Administered and settled estates by collecting and gathering the assets of the estate, paying debts and distributing the assets to the heirs.• Prepared, updated and maintained client accounts prior to client appointments. • Ensured that client’s accounts were opened, funded and maintained properly. • Processed transfers, direct rollovers and 1035 annuity exchanges.• Prepared daily performance reports for financial advisors including net worth statements of portfolio holdings, income generating reports, and allocations reports.• Traded stocks, bonds and mutual funds per client’s specifications under financial advisor’s license.• Counseled clients, managed portfolios, and grew sales due to the ability to build excellent customer rapport.• Assisted in preparation and e-filing of over 500 individual and business tax returns for company’s clients.• Input and tracked customer information using GoldMine, Customer Relationship Manager software.• Invoiced clients, received and posted payments, billed delinquent clients and called clients for back due collections.

We help create sound retirement income strategies for people in or nearing retirement so they can have confidence that their retirement income will last as long as they do. Our sole purpose is to help you generate income during your “golden” years. At Woloshin Investment Management, we combine our 75 years of investment experience to provide one-on-one, personalized attention and consideration, not just “suitable” recommendations – that means a level of responsive and proactive communication that helps build strong, long-lived relationships. We have a fiduciary responsibility to make decisions that are in the interests of our clients. We have a personal drive to ensure that we accomplish that with excellent service and warm communication. Woloshin Investment Management specialties: Retirement Income Planning Social Security Optimization Pension Optimization Income Based Money Management Asset Protection Institutional Wealth Management IRA & 401(k) Rollovers Financial Services: To develop a financial strategy for your future, it's important for your financial professional to see a complete, 360-degree view of your financial picture, including how your retirement assets are integrated and work with one another. Our financial strategies and asset management services use insurance products such as annuities to help you meet financial goals. We can work in concert with tax professionals or attorneys in your network or in our network to advise you on specific aspects of your financial strategy. We invite you to come into our office! It is important to feel you have control over your future. At Woloshin Investment Management, we offer our experience and knowledge to help you design your own strategy for financial independence. Contact us today to schedule a free introductory consultation!

Legacy Wealth Management Group, LLC was founded with the goal of assisting our clients in every aspect of their financial lives. We’ve provided the most personal service available, thus earning a reputation for excellence in our industry. For each of our clients we strive to help create financial stability to provide financial independence.

Mid Atlantic Financial is an originator and servicer of life settlements for over 10 years. The Company was one of the very first to introduce life settlements to the Capital markets engaging Bear Stearns in 1998 as placement agent for a $100 million revolving facility. The company recently established a private offering collateralized by life settlements.