CAPITOL SECURITIES MANAGEMENT, INC.
Glen Allen, Virginia
5.0
1 Review
Capitol Securities Management, Inc. is a highly reputable regional investment advisory firm headquartered in Glen Allen, VA, with a network of 41 offices. With an impressive portfolio of over 1,500 individual clients, they oversee a staggering $1,285,947,000 in assets under management. While 401K and individual accounts make up less than 30% of their managed assets, Capitol Securities Management, Inc. possesses the expertise and capacity to handle employer funds as well.
Notably, a substantial 84% of the assets they manage are handled on a discretionary basis, indicating a high level of trust and confidence placed in their invest...
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Assets Under Mgmt
$1.29B
Investment Professionals
127
Locations
40
% 401K & Individual
% Discretionary
Compensation Structure
A percentage of assets under your management
Hourly Charges
Fixed Fees
Services Provided Section
Financial Planning Services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pension consulting services
Selection of other advisers
Educational seminars/workshops
Other Business Activities
Broker-dealer (Registered or unregistered)
Disclosures
Do any of the events below involve you or any of your supervised persons?
SEC or CFTC found with a false statement or omission
SEC or CFTC violation of regulation or statutes
SEC or CFTC entered an order against you in connection to investment related activities
SEC or CFTC imposed civil money penalty or cease and desist from an activity
Found to have been involved in a violation of investment regulations or statutes by Federal regulatory agency
Orders brought against in connection to investment related activities (10yrs)
Self-regulatory organization found you made a false statement or omission
Found to have been involved in a violation of self-regulatory organizations rules
Business denied, suspended, revoked, or restricted by self-regulatory organization or commodities exchange
Disciplined by self-regulatory organization or commodities exchange
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