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Thoroughbred Financial Services, Llc
Brentwood, Tennessee
3.7
3 Reviews
Thoroughbred Financial Services, LLC is a respected regional investment advisory firm based in Brentwood, TN, boasting four offices strategically located to serve its clients effectively. With a total of 33 dedicated employees, the majority of whom specialize in investment advisory services, Thoroughbred Financial Services, LLC offers a comprehensive range of financial solutions.
The firm maintains an average assets under management (AUM) per investment advisor of approximately $76,260,000, aligning with the industry average. Their compensation structure encompasses various types, including a percentage of AUM and fixed fees. Wh...see more
Assets Under Mgmt
$2.44B
Investment Professionals
32
Locations
3
% 401K & Individual
% Discretionary
Compensation Structure
- A percentage of assets under your management
- Fixed Fees
Services Provided Section
- Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
Other Business Activities
- Broker-dealer (Registered or unregistered)
- Insurance broker or agent
Disclosures
- Do any of the events below involve you or any of your supervised persons?
- SEC or CFTC found with a false statement or omission
- SEC or CFTC violation of regulation or statutes
- SEC or CFTC entered an order against you in connection to investment related activities
- SEC or CFTC imposed civil money penalty or cease and desist from an activity
Reviews for Thoroughbred Financial Services, Llc
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