THOROUGHBRED FINANCIAL SERVICES, LLC
Brentwood, Tennessee
3.7
3 Reviews
Thoroughbred Financial Services, LLC is a respected regional investment advisory firm based in Brentwood, TN, boasting four offices strategically located to serve its clients effectively. With a total of 33 dedicated employees, the majority of whom specialize in investment advisory services, Thoroughbred Financial Services, LLC offers a comprehensive range of financial solutions.
The firm maintains an average assets under management (AUM) per investment advisor of approximately $76,260,000, aligning with the industry average. Their compensation structure encompasses various types, including a percentage of AUM and fixed fees. Wh...
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Assets Under Mgmt
$2.44B
Investment Professionals
32
Locations
3
% 401K & Individual
% Discretionary
Compensation Structure
A percentage of assets under your management
Fixed Fees
Services Provided Section
Financial Planning Services
Portfolio management for individuals and/or small businesses
Pension consulting services
Selection of other advisers
Other Business Activities
Broker-dealer (Registered or unregistered)
Insurance broker or agent
Disclosures
Do any of the events below involve you or any of your supervised persons?
SEC or CFTC found with a false statement or omission
SEC or CFTC violation of regulation or statutes
SEC or CFTC entered an order against you in connection to investment related activities
SEC or CFTC imposed civil money penalty or cease and desist from an activity
Articles
Articles
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