Umb Financial Services, Inc.
Kansas City, Missouri
1.0
11 Reviews
UMB Financial Services, Inc., headquartered in Kansas City, MO, is a reputable regional investment advisory firm with a solid track record. With over 10 individual clients, they oversee an impressive $1,398,000 in assets under management, predominantly comprising employer 401K plans and individual investments. This dynamic firm operates through their extensive network of 17 offices, catering to a diverse clientele.
Specializing in registered municipal advisory services, UMB Financial Services, Inc. excels in assisting municipalities with their financial planning and investment strategies. They possess extensive expertise in manag...
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Assets Under Mgmt
$1.4M
Investment Professionals
62
Locations
16
% 401K & Individual
Compensation Structure
A percentage of assets under your management
Services Provided Section
Financial Planning Services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Other Business Activities
Broker-dealer (Registered or unregistered)
Registered municipal advisor
Disclosures
Do any of the events below involve you or any of your supervised persons?
SEC or CFTC violation of regulation or statutes
SEC or CFTC entered an order against you in connection to investment related activities
SEC or CFTC imposed civil money penalty or cease and desist from an activity
Found to have made false statement, ommision, unfair or Unethical by federal regulatory agency
Found to have been involved in a violation of investment regulations or statutes by Federal regulatory agency
Orders brought against in connection to investment related activities (10yrs)
Articles
Articles
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