AMERIPRISE FINANCIAL SERVICES, LLC
Minneapolis, Minnesota
2.8
109 Reviews
Ameriprise Financial Services, LLC, headquartered in Minneapolis, MN, is a prominent national investment advisory firm. With a team of 14,187 dedicated professionals, they offer a comprehensive range of financial services. A significant portion of their workforce, comprising 12,542 individuals, specializes in providing expert investment advisory services. Each investment advisor manages an average of approximately $15,310,000 in assets, showcasing their extensive expertise in asset management.
Ameriprise Financial Services, LLC boasts an impressive clientele, serving over 1,096,990 individual clients. The firm oversees a substant...
See more
Loading...
Assets Under Mgmt
$414.38B
Investment Professionals
12542
Locations
153
% 401K & Individual
% Discretionary
Compensation Structure
A percentage of assets under your management
Hourly Charges
Fixed Fees
Services Provided Section
Financial Planning Services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pension consulting services
Selection of other advisers
Publication of periodicals or newsletters
Educational seminars/workshops
Other: ASSET ALLOCATION SERVICES
Other Business Activities
Broker-dealer (Registered or unregistered)
Commodity pool operator or commodity trading advisor (whether registered or exempt from registration)
Insurance broker or agent
Disclosures
Do any of the events below involve you or any of your supervised persons?
Convicted or guilty of a felony (10 yrs)
Charged with a felony (10 yrs)
Convicted or pled guilty to misdemeanor involving investments (10 yrs)
Convicted or pled guilty to misdemeanor involving investments (10 yrs)
SEC or CFTC violation of regulation or statutes
SEC or CFTC entered an order against you in connection to investment related activities
SEC or CFTC imposed civil money penalty or cease and desist from an activity
Found to have made false statement, ommision, unfair or Unethical by federal regulatory agency
Found to have been involved in a violation of investment regulations or statutes by Federal regulatory agency
Orders brought against in connection to investment related activities (10yrs)
Had investment related business activity restricted by federal regulatory agency
Self-regulatory organization found you made a false statement or omission
Found to have been involved in a violation of self-regulatory organizations rules
Disciplined by self-regulatory organization or commodities exchange
Currently the subject of any regulatory proceeedings previously talked about
Enjoined by domestic or foreign court in connect with investment-related activities (10 years)
Found to be involved in a violation of investment-related activities by domestic or foreign court
Civil action by state or foreign financial regulatory authority dismissed by domestic or foreign court
Now the subject of a civil proceeding involving previous disclosures
Articles
Articles
This information was provided by Mployer and is based on publicly available information made available by employers, brokers and carriers. While efforts are made to validate and confirm the information, there could be inaccuracies. All information and ratings are based on Mployer’s opinion only and should be one of many factors used when evaluating brokers. If there are any inaccuracies in the information, please reach out to Mployer using the contact us form and we will review your submission and make changes as we deem appropriate.