BROKERS FINANCIAL
Urbandale, Iowa
4.6
21 Reviews
Brokers Financial, a renowned regional investment advisory firm based out of Urbandale, IA, is dedicated to providing exceptional financial services. With an extensive network of 121 offices, Brokers Financial employs a total of 224 professionals, with 158 of them specializing in investment advisory services. Their team boasts an impressive average of $8,610,000 in assets under management per investment advisor, showcasing their expertise and commitment to client success.
The firm's compensation structure offers various options, including a percentage of assets under management, hourly charges, and fixed fees. Notably, over 80% o...
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Assets Under Mgmt
$1.36B
Investment Professionals
158
Locations
120
% 401K & Individual
% Discretionary
Compensation Structure
A percentage of assets under your management
Hourly Charges
Fixed Fees
Other
Services Provided Section
Portfolio management for individuals and/or small businesses
Selection of other advisers
Publication of periodicals or newsletters
Educational seminars/workshops
Other Business Activities
Broker-dealer (Registered or unregistered)
Insurance broker or agent
Disclosures
Do any of the events below involve you or any of your supervised persons?
Found to have made false statement, ommision, unfair or Unethical by federal regulatory agency
Found to have been involved in a violation of investment regulations or statutes by Federal regulatory agency
Orders brought against in connection to investment related activities (10yrs)
Found to have been involved in a violation of self-regulatory organizations rules
Disciplined by self-regulatory organization or commodities exchange
Articles
Articles
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