Cambridge Investment Research Advisors, Inc.
Fairfield, Iowa
3.4
11 Reviews
Cambridge Investment Research Advisors, Inc., headquartered in Fairfield, IA, is a reputable national investment advisory firm with a workforce of 3,352 dedicated employees. Renowned for their expertise in investment advisory services, Cambridge Investment Research Advisors, Inc. strives to provide excellent financial guidance to their vast clientele. On average, each investment advisor manages approximately $119,150,000 in assets under management, a figure that aligns with industry standards.
The company's compensation structure encompasses various types, such as a percentage of assets under management, fixed fees, and performan...
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Assets Under Mgmt
$82.43B
Investment Professionals
3313
Locations
2023
% 401K & Individual
% Discretionary
Compensation Structure
A percentage of assets under your management
Hourly Charges
Fixed Fees
Commissions
Other
Services Provided Section
Financial Planning Services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pension consulting services
Selection of other advisers
Market timing services
Educational seminars/workshops
Disclosures
Do any of the events below involve you or any of your supervised persons?
Convicted or pled guilty to misdemeanor involving investments (10 yrs)
SEC or CFTC violation of regulation or statutes
SEC or CFTC entered an order against you in connection to investment related activities
SEC or CFTC imposed civil money penalty or cease and desist from an activity
Found to have been involved in a violation of investment regulations or statutes by Federal regulatory agency
Orders brought against in connection to investment related activities (10yrs)
Self-regulatory organization found you made a false statement or omission
Found to have been involved in a violation of self-regulatory organizations rules
Disciplined by self-regulatory organization or commodities exchange
Now the subject of a civil proceeding involving previous disclosures
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