Berthel Fisher & Company Financial Services, Inc.
Cedar Rapids, Iowa
Berthel Fisher & Company Financial Services, Inc., a trusted regional investment advisory firm, is headquartered in Cedar Rapids, IA, and boasts an extensive network of 101 offices. With a dedicated team of 100 skilled professionals, the company exclusively focuses on providing top-notch investment advisory services. Each investment advisor at Berthel Fisher & Company Financial Services, Inc. manages an average of approximately $3,960,000 in assets under management, reflecting their expertise in handling substantial portfolios.
The company's compensation structure encompasses various methods, including a percentage of assets unde...
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Assets Under Mgmt
$395.94M
Investment Professionals
100
Locations
100
% 401K & Individual
% Discretionary
Compensation Structure
A percentage of assets under your management
Hourly Charges
Fixed Fees
Commissions
Services Provided Section
Financial Planning Services
Portfolio management for individuals and/or small businesses
Selection of other advisers
Other Business Activities
Broker-dealer (Registered or unregistered)
Insurance broker or agent
Disclosures
SEC or CFTC found with a false statement or omission
SEC or CFTC violation of regulation or statutes
SEC or CFTC entered an order against you in connection to investment related activities
SEC or CFTC imposed civil money penalty or cease and desist from an activity
Found to have been involved in a violation of investment regulations or statutes by Federal regulatory agency
Orders brought against in connection to investment related activities (10yrs)
Found to have been involved in a violation of self-regulatory organizations rules
Currently the subject of any regulatory proceeedings previously talked about
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