Transamerica Financial Advisors, Inc.
St Petersburg, Florida
4.2
10 Reviews
Transamerica Financial Advisors, Inc., headquartered in St. Petersburg, FL, is a leading national investment advisory firm with a network of 287 offices. With a client base exceeding 58,570 individuals, the firm manages an impressive $1,815,426,000 in assets. Specializing in investment management and insurance brokerage, Transamerica Financial Advisors offers a comprehensive range of services to cater to their clients' financial needs.
The firm's expertise lies in managing employer-sponsored 401K plans and individual investment portfolios, which collectively represent over 80% of their assets under management. Their highly qualif...
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Assets Under Mgmt
$1.82B
Investment Professionals
1235
Locations
286
% 401K & Individual
% Discretionary
Compensation Structure
A percentage of assets under your management
Services Provided Section
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Selection of other advisers
Educational seminars/workshops
Other Business Activities
Broker-dealer (Registered or unregistered)
Insurance broker or agent
Disclosures
Do any of the events below involve you or any of your supervised persons?
SEC or CFTC found with a false statement or omission
SEC or CFTC violation of regulation or statutes
SEC or CFTC entered an order against you in connection to investment related activities
SEC or CFTC imposed civil money penalty or cease and desist from an activity
Found to have been involved in a violation of investment regulations or statutes by Federal regulatory agency
Orders brought against in connection to investment related activities (10yrs)
Self-regulatory organization found you made a false statement or omission
Found to have been involved in a violation of self-regulatory organizations rules
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