Raymond James & Associates, Inc.
St. Petersburg, Florida
1.8
27 Reviews
Raymond James & Associates, Inc., based out of St. Petersburg, FL, is a national investment advisory firm with a strong presence in the financial industry. With over 615 offices, they serve a wide range of clients, including individual investors and employer 401Ks, managing a substantial $306,121,310,000 in assets. Their expertise in the investment space is evident, as approximately 70% of the assets they manage are discretionary.
With a client base of over 397,800 individuals, Raymond James & Associates, Inc. offers comprehensive services that extend beyond investment advisory. They also serve as an insurance broker or agent and...
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Assets Under Mgmt
$306.12B
Investment Professionals
4620
Locations
614
% 401K & Individual
% Discretionary
Compensation Structure
A percentage of assets under your management
Hourly Charges
Fixed Fees
Commissions
Services Provided Section
Financial Planning Services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pension consulting services
Selection of other advisers
Other: NON-DISCRETIONARY ADVISORY SVCS, ASSET ALLOCATION, HOURLY & FIXED RATE CONSULTATIONS; PROVIDE RESEARCH TO CERTAIN INST. CLIENTS
Other Business Activities
Broker-dealer (Registered or unregistered)
Insurance broker or agent
Registered municipal advisor
Disclosures
Do any of the events below involve you or any of your supervised persons?
SEC or CFTC found with a false statement or omission
SEC or CFTC violation of regulation or statutes
SEC or CFTC entered an order against you in connection to investment related activities
SEC or CFTC imposed civil money penalty or cease and desist from an activity
Found to have made false statement, ommision, unfair or Unethical by federal regulatory agency
Found to have been involved in a violation of investment regulations or statutes by Federal regulatory agency
Orders brought against in connection to investment related activities (10yrs)
Had investment related business activity restricted by federal regulatory agency
Self-regulatory organization found you made a false statement or omission
Found to have been involved in a violation of self-regulatory organizations rules
Disciplined by self-regulatory organization or commodities exchange
Currently the subject of any regulatory proceeedings previously talked about
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