Westend Capital Management, Llc.
Sausalito, California
Westend Capital Management, LLC is a reputable investment advisory firm located in Sausalito, CA. With its single office, the company serves a diverse clientele, managing a total of $174,329,000 in assets under management for over 80 individual clients. Their primary focus is on high net worth individuals, catering to their unique financial needs and goals.
Led by experienced professionals, Westend Capital Management, LLC has a dedicated team of five employees, with two of them specializing in providing expert investment advisory services. Each investment advisor oversees an average of approximately $87,160,000 in assets under ma...
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Assets Under Mgmt
$174.33M
Investment Professionals
2
Locations
0
% 401K & Individual
% Discretionary
Compensation Structure
A percentage of assets under your management
Performance-based fees
Services Provided Section
Financial Planning Services
Portfolio management for individuals and/or small businesses
Portfolio management for pooled investment vehicles
Other Business Activities
Insurance broker or agent
Other Financial product salesperson
Disclosures
Do any of the events below involve you or any of your supervised persons?
SEC or CFTC found with a false statement or omission
SEC or CFTC violation of regulation or statutes
SEC or CFTC entered an order against you in connection to investment related activities
SEC or CFTC imposed civil money penalty or cease and desist from an activity
Found to have made false statement, ommision, unfair or Unethical by federal regulatory agency
Found to have been involved in a violation of investment regulations or statutes by Federal regulatory agency
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