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Showing 1 - 3 of 3 results
VISION BASED PLANNING, LLC
VISION BASED PLANNING, LLC
Spring, Texas
1-24 employees
All Securities provided under the name Vision Based Planning, LLC are offered through Titleist Capital, LLC (“TC”), member FINRA & SPIC. All Advisory Services provided under the name Vision Based Planning, LLC are offered through Titleist Asset Management, LLC ("TAM"), an SEC Registered Investment Advisor. Vision Based Planning, LLC is not affiliated with TAM or TC.
Retirement Benefits Rank
Market Leading
PEIRCE CAPITAL MANAGEMENT, LLC
PEIRCE CAPITAL MANAGEMENT, LLC
The Woodlands, Texas
1-24 employees
A fee-only investment advisor, providing customized, academic-based portfolio management, focused on optimizing return relative to risk.
Retirement Benefits Rank
Market Leading
PATTEN TRAINING & REVIEW LLC
PATTEN TRAINING & REVIEW LLC
The Woodlands, Texas
25-49 employees
Here at Patten Training & Review, our job is to help you succeed. Patten Training & Review provides quality training and compliance solutions using our effective, efficient, and proven expertise. Our team of professionals have operated as Principals for numerous firms throughout the country and serve as Chief Compliance Officers for FINRA-registered broker-dealers, investment advisors, and even municipal advisors. In addition, our team offers regulatory consulting to Broker-Dealers and Investment Advisors. Along with compliance solutions, Patten Training & Review offers training for securities exams. With more than 30 years of experience in the financial services industry, our team effectively trains industry professionals to successfully pass their required qualification examinations with the convenience of either a live or virtual classroom or online training. Patten Training & Review also created the “FinOp Exchange." The FinOp Exchange is designed to provide a safe environment for FinOps to share ideas and have their questions answered amongst a group of their peers. For more information, please visit: www.pattentraining.com
Retirement Benefits Rank
Market Laggard