• Managed all financial aspects of foreign holding company, domestic parent company, and all subsidiaries, including operational controls for trading process. • Functioned as Compliance Officer and interfaced with regulatory agencies such as CBOT, CME, NASD, and SEC. • Advanced from entry level accountant to CFO over seven year tenure.

As an independent, family-owned and operated wealth management firm, we have a distinct perspective on financial advice. Everything begins with the client and what they want to accomplish in life. With this future in mind, we work to empower our clients to embrace the most meaningful opportunities in life feeling confident and supported.

Keator Group LLC is a financial services company based out of 218 Main St, Lenox, Massachusetts, United States. Securities offered through Raymond James Financial Services, Inc., member FINRA/SIPC. Investment advisory services offered through Raymond James Financial Services Advisors, Inc. Keator Group is not a registered broker/dealer and is independent of Raymond James Financial Services Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability. Please follow this link to additional disclosures: http://raymondjames.com/smicd.htm

At Barron Financial Group, we believe in the power of a long-term, strategic approach to financial planning and investment. Our unique blend of real-life financial planning and proprietary investment strategies is meticulously designed to meet our clients' diverse needs. Our core philosophy centers on reducing stress and empowering our clients to manage their financial health successfully. Why Choose Barron Financial Group? 1. Client-Centric Approach: We're dedicated to delivering an exceptional customer experience, which we believe sets us apart in the financial services industry. By serving a select group of clients, we ensure that each client receives the personalized time and attention essential for comprehensive planning. 2. Holistic Financial Solutions: Understanding that finance is interwoven in every life aspect, we listen attentively and collaborate closely with our clients to develop financial solutions that genuinely resonate with their individual needs. Our team ensures that clients have direct and easy access to their advisors for any queries or concerns. 3. Disciplined Investment Philosophy: Our investment strategy is characterized by discipline, a crucial attribute in an ever-evolving market landscape. We continually assess asset allocations, economic cycles, market conditions, and rebalancing opportunities. This vigilant approach ensures that our clients benefit from the best of what Barron can offer. 4. Dynamic Financial Planning: We view financial advice as a lifelong journey, managed progressively over time. While capable of crafting comprehensive financial plans, we focus on addressing immediate financial stress points with swift, effective solutions, moving methodically to subsequent areas of concern. This action-oriented, consultative approach between advisor and client has proven to be both cost-effective and practical for our clients. Join Us on Your Financial Journey

Northwestern Mutual is here for what’s most important—helping families and businesses achieve financial security for over 160 years. Through a distinctive big-picture approach, including both insurance and investments, we’re helping people navigate life and guide them to their goals today, and in the days to come. We combine the expertise of our financial professionals with a personalized digital experience and leading-edge technology to best serve our clients. With $265.0 billion in assets, $28.1 billion in revenues, and more than $1.8 trillion worth of life insurance protection in force, Northwestern Mutual delivers financial security to more than 4.5 million people who rely on us for life, disability income and long-term care insurance, annuities, brokerage and advisory services, trust services, and discretionary portfolio management solutions. The company holds more than $125 billion of client assets as a part of its wealth management company and investment services. We are strong supporters of our financial workforce nationwide as well as our home office professionals in Milwaukee, WI. We’re continuing to grow, and we believe diversity makes us stronger as we help shape the future of financial security. Help us get to know you by applying for open positions here: https://jobs.northwesternmutual.com/ Financial representatives and interns are independent contractors and not employees of Northwestern Mutual. https://www.northwesternmutual.com/social-media-guidelines

Founded in 1995, WMGNA is a financial advisory firm headquartered in Farmington, CT. Its innovative business model involves a monthly subscription service, separate from investment management. WMGNA employs a tax-out approach to financial planning. With two offices and clients in 28 states, our growth attests to the success of its unique formula. WMGNA's core values remain steadfast: • Cultivating a culture of passionate, dedicated professionals, prioritizing the growth of the team and our subscribers. Unwavering intellectual curiosity drives our organization, ensuring WMGNA always prioritizes subscribers’ needs over its own. WMGNA crafts solutions that bring peace of mind and prides itself on delivering their Formula for True Success ™: Great Lifestyle + Money x The Time to Enjoy it! Our custom-tailored approach includes tax preparation by our strategic CPAs, with subscribers retaining the option to pay monthly. WMGNA's Mission: Provide tax-out financial solutions, optimizing savings on taxes and other financial expenses with comprehensive management of clients' financial affairs.

Pinnacle Trust Partners, LLC is a respected, leading independent placement firm for alternative investments. Since our founding in 2004, we have helped place over $52 billion of institutional capital for our clients. We have also provided the following services for select clients: Direct Private Placements, Fundraising Advisory, Insurance Solutions, Fund Finance Solutions, and Strategic Advisory. In addition, Pinnacle has a long history of serving insurance company investors. Throughout our careers, Pinnacle employees have received commitments from over 90 distinct insurance company clients.

Please visit our website at www.allsquarewealth.com for information about our firm.

The firm provides assurance, advisory, training services to financial institutions on internal audit and risk management methodologies and practices. Founded by veteran with over 30 years of internal audit experience in the financial services industry.

Our mission is to help our clients build financial security and stability with the highest level of customer satisfaction through personal and professional service. Our philosophy is to help provide a current foundation of capital protection and then develop sound financial strategies balanced with an acceptable range of risks that achieve long-term objectives. Our strategy is to assemble a team of professionals tailored to the individual needs of our clients. We utilize a planning process that helps our clients identify financial needs and opportunities, creates meaningful solutions, and implements a plan of action. We offer quality and value added service. We are committed to building long-term relationships that are mutually beneficial and pledge to take care of details.

Securities and advisory services offered through Cadaret Grant & Co., Inc., an SEC Registered Investment Adviser and member FINRA/SIPC. Pombo Wealth Management and Cadaret Grant are separate entities

Williams Financial, LLC is an independent, fee-only registered investment advisory firm based in Saratoga Springs, NY, Bennington, VT, and Leominster, MA. Williams Financial, LLC provides financial planning and investment management to individuals, families and small businesses across the United States. Since 2005, Williams Financial, LLC has been a trusted resource to upper-middle income and high-net-worth families and small business owners.