Private investment firm focused on acquisitions in the lower middle market.

Safety before most

DOVER MANAGEMENT CORPORATION is a company based out of POST OFFICE BOX #2390, TOLUCA LAKE, California, United States.

Registered Investment Adviser

GOLDMAN LANCASTER, INC. is a financial services company based out of 301 E Ocean Blvd. Suite 1150, Long Beach, California, United States.

Asset Planning, Inc. (API) is a Fee-Only registered investment advisor (RIA) located in Orange County, CA. API takes a team approach to your investment, financial planning, and tax advice needs, combining the expertise of Certified Financial Planners with CPAs. Founder of Asset Planning listed in Forbes Top 1,000 Women Wealth Advisors, 2020. Visit our Website: www.AssetPlanningInc.com Email Us: [email protected] Follow us online: Instagram: @AssetPlanning Facebook: Asset Planning, Inc.

Founded over 40 year's ago, RS Crum is a fee-only financial planning and investment management firm located in Newport Beach, California, specializing in providing objective financial advice to help clients manage, grow, and protect their assets during their working lives and through retirement. The RS Crum team is composed of highly-educated and experienced professionals devoted to the highest standards of client service and include four Certified Financial Planners®. Our personalized approach allows clients to look to us for much more than investment advice. As fiduciary consultants, we prefer to serve our clients – not sell to them.

Keygent provides strategic and technical municipal advisory services to California school and community college districts. Our distinguishing characteristic is our rigorous quantitative approach, including financial modeling, interest rate analysis, and bond pricing expertise. Since 2008, our team has advised on over 600 financings totaling over $23 billion for California K-14 districts, including general obligation bonds, certificates of participation, refundings, special tax bonds, bond anticipation notes, tax and revenue anticipation notes, and leases. Additionally, Keygent serves as dissemination agent for continuing disclosure filings and CDIAC filings for K-14 districts Statewide.

We are a boutique broker-dealer that services independent registered representatives and registered investment advisors with branch locations throughout the country. Client assets are held through Pershing LLC as custodian, a leader in the global financial industry, based in Jersey City, New Jersey. Member FINRA/SIPC

■ Recruited to accounting team for high-net-worth family and related businesses. Responsible for consolidated financial statements, stock analysis reports, quarterly partnership distributions, income projections and cash flow summaries. ■ Processed high volume of transactions to facilitate daily operations of diverse business entities including multimillion-dollar stock portfolio. Monitored and approved all reconciliations/transactions completed by support team. ■ Worked with controller to prepare budgets for all business entities. Trained and mentored staff. ■ Prepared year end tax packs resulting saving the company money in tax preparation by including tax documents and prove out the numbers for the CPA.

Who you entrust your money to is of critical importance and when it comes to money, no two people are alike. At McCarthy Wealth Management, we get it. The intelligence, education, credentials, and experience of the team at McCarthy Wealth Management together have allowed us to create a meticulous and truly mindful approach towards the personalized and trusted guidance you need. *Securities and investment advisory services offered through FSC Securities Corporation, member FINRA/SIPC, a registered investment advisor. McCarthy Wealth Management is not affiliated with FSC Securities Corporation or registered as a broker-dealer or investment advisor. 3300 Irvine Ave, Newport Beach, CA 92660 ph 714-245-1381 This communication is strictly intended for individuals residing in the states of AR, AZ, CA, CO, FL, IA, IL, LA, MI, NH, NV, NY, OH, OR, WA and WI. No offer may be made or accepted from any resident outside the specific states referenced.

At Spectrum Asset Management we are passionate about aligning our clients’ Wealth with their Vision, Values, and Goals. This gives them the clarity, confidence, and freedom to make wise decisions about their wealth. We are known for our candor and honesty. We like to delve into questions such as: What’s important about money to You? What do you want to have happen personally and professionally to be happy with your progress? What specific milestones are important to you in the future? The answers to these questions act as a compass, or “Values Filter”, for our wealth management services, which include all aspects of financial planning and portfolio management. Founded in 1987, we are one of the oldest and most established independent investment advisors in Orange County, California. Both our team and our operational design support a genuine culture of client service. We provide the human interaction you would expect from a small private practice along with the predictability of a larger advisory firm. Client assets are held in custody at Charles Schwab & Co., TD Ameritrade, Wells Fargo, and US Bank among others. Disclosure: Followers/Likes should not be considered a positive reflection of our investment advisory services. Visitors to this page should avoid posting positive reviews of their experiences with the adviser or its services, as such testimonials are prohibited under federal securities laws and may not reflect the experience of all clients. Endorsements, Recommendations and/or Likes should not be considered a testimonial or endorsement of the representative or firm and is merely a mechanism to circulate this page. Investing involves risk including the potential loss of principal. No investment strategy can guarantee a profit or protect against loss in periods of declining values. Any information presented here should not be relied upon without the coordinated advice from a registered/licensed investment professional.