Principal Asset Management
Des Moines, Iowa
1.0
9 Reviews
Principal Asset Management is a reputable regional investment advisory firm headquartered in Des Moines, IA. With an extensive network of 24 offices, they have established a strong presence in the financial industry. As a prominent player in the market, Principal Asset Management boasts a total workforce of 1,925 dedicated professionals, with 683 of them specializing in investment advisory services. Their team of advisors possesses a wealth of expertise and experience, ensuring top-notch financial guidance for their clients. Distinguished by their impressive track record, Principal Asset Management manages an average of approxima...
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Assets Under Mgmt

$279.11B

Investment Professionals

683

Locations

23

% 401K & Individual

1%

% Discretionary

97%
Compensation Structure
A percentage of assets under your management
Fixed Fees
Performance-based fees
Other
Services Provided Section
Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Selection of other advisers
Educational seminars/workshops
Other: SPREAD LENDING MANAGEMENT AND ADVICE; ASSET ALLOCATION SERVICES; PROVIDING MODEL PORTFOLIOS
Other Business Activities
Commodity pool operator or commodity trading advisor (whether registered or exempt from registration)
Disclosures
Found to have been involved in a violation of investment regulations or statutes by Federal regulatory agency
Orders brought against in connection to investment related activities (10yrs)
Currently the subject of any regulatory proceeedings previously talked about
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