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Esi Financial Advisors
Montpelier, Vermont
5.0
1 Review
ESI Financial Advisors, based out of Montpelier, VT, is a well-established regional investment advisory firm with a strong presence in the financial industry. With an extensive network of 221 offices, they have established a reputable position within the market. Boasting a dedicated team of 440 employees, nearly all of whom are investment advisors, ESI Financial Advisors is committed to providing exceptional investment advisory services.
With an impressive average of approximately $4,440,000 in assets under management per investment advisor, ESI Financial Advisors showcases their expertise and ability to handle substantial portfo...see more
Assets Under Mgmt
$1.87B
Investment Professionals
420
Locations
220
% 401K & Individual
% Discretionary
Compensation Structure
- A percentage of assets under your management
- Hourly Charges
- Fixed Fees
- Commissions
Services Provided Section
- Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Other Business Activities
- Broker-dealer (Registered or unregistered)
- Insurance broker or agent
Disclosures
- Do any of the events below involve you or any of your supervised persons?
- SEC or CFTC violation of regulation or statutes
- SEC or CFTC entered an order against you in connection to investment related activities
- SEC or CFTC imposed civil money penalty or cease and desist from an activity
- Found to have been involved in a violation of investment regulations or statutes by Federal regulatory agency
- Orders brought against in connection to investment related activities (10yrs)
Reviews for Esi Financial Advisors
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