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Wiley Bros.-Aintree Capital, Llc
Nashville, Tennessee
5.0
4 Reviews
Wiley Bros.-Aintree Capital, LLC, headquartered in Nashville, TN, is a reputable regional investment advisory firm with a strong presence in the industry. With 50 dedicated employees, 35 of whom specialize in providing investment advisory services, the firm demonstrates its commitment to delivering exceptional financial guidance to its diverse client base.
The firm manages an impressive $663,842,000 in assets under management, with an average of approximately $48,750,000 per investment advisor. This figure aligns with the industry average, showcasing Wiley Bros.-Aintree Capital, LLC's competence in maintaining and growing clients...see more
Assets Under Mgmt
$663.84M
Investment Professionals
35
Locations
1
% 401K & Individual
% Discretionary
Compensation Structure
- A percentage of assets under your management
- Hourly Charges
- Subscription Fees
- Fixed Fees
- Commissions
- Performance-based fees
- Other
Services Provided Section
- Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other: PORTFOLIO MANAGER SELECTION, FURNISH ADVICE NOT INVOLVING SECURITIES, RESEARCH REPORT SERVICES, 1042 PORTFOLIO CONSTRUCTION
Other Business Activities
- Broker-dealer (Registered or unregistered)
- Insurance broker or agent
- Registered municipal advisor
Disclosures
- Do any of the events below involve you or any of your supervised persons?
- SEC or CFTC violation of regulation or statutes
- SEC or CFTC found you or an advisory affiliate caused an investment-related business to lose authorization
- SEC or CFTC entered an order against you in connection to investment related activities
- SEC or CFTC imposed civil money penalty or cease and desist from an activity
- Found to have made false statement, ommision, unfair or Unethical by federal regulatory agency
- Found to have been involved in a violation of investment regulations or statutes by Federal regulatory agency
- Found to have caused investement-related business to lose authorization denied by federal regulatory agency
- Orders brought against in connection to investment related activities (10yrs)
- Had investment related business activity restricted by federal regulatory agency
- Found to have been involved in a violation of self-regulatory organizations rules
Reviews for Wiley Bros.-Aintree Capital, Llc
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