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Prudential Financial Planning Services
Newark, New Jersey
Prudential Financial Planning Services, headquartered in Newark, NJ, is a leading national investment advisory firm with a team of 2,500 dedicated employees. With a strong focus on providing comprehensive financial solutions, all of their employees offer expert investment advisory services to clients. The company boasts an impressive roster of over 102,890 individual clients, whose combined assets under management exceed $14,029,321,000.
Prudential Financial Planning Services stands out with its diverse compensation structure, offering various types including fixed fees, ensuring alignment with client goals and objectives. Their ...see more
Assets Under Mgmt
$14.03B
Investment Professionals
2500
Locations
42
% 401K & Individual
% Discretionary
Compensation Structure
- A percentage of assets under your management
- Hourly Charges
- Fixed Fees
Services Provided Section
- Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
Other Business Activities
- Broker-dealer (Registered or unregistered)
- Insurance broker or agent
Disclosures
- Do any of the events below involve you or any of your supervised persons?
- Charged with a felony (10 yrs)
- Convicted or pled guilty to misdemeanor involving investments (10 years)
- SEC or CFTC found with a false statement or omission
- SEC or CFTC violation of regulation or statutes
- SEC or CFTC entered an order against you in connection to investment related activities
- SEC or CFTC imposed civil money penalty or cease and desist from an activity
- Found to have made false statement, ommision, unfair or Unethical by federal regulatory agency
- Found to have been involved in a violation of investment regulations or statutes by Federal regulatory agency
- Orders brought against in connection to investment related activities (10yrs)
- Self-regulatory organization found you made a false statement or omission
- Found to have been involved in a violation of self-regulatory organizations rules
- Disciplined by self-regulatory organization or commodities exchange
- Currently the subject of any regulatory proceeedings previously talked about
Reviews for Prudential Financial Planning Services
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